Obando, Marta Joann
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2006-09-01 | 2008-05-31 |
| 2 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-09-08 | 2005-10-31 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-09-08 | 2006-06-29 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-08-01 | 2013-10-31 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-01 | 2013-10-31 |
| 6 | Ginger Capital Advisory Limited | Rep | Asset management | 2014-12-16 | 2015-12-23 | Rep | Advising on securities | 2014-12-16 | 2016-03-31 | RO | Asset management | 2015-12-23 | 2016-03-31 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-05-26 | Rep | Advising on securities | 2003-05-26 | Rep | Asset management | 2003-05-26 | Rep | Automated trading services | 2003-05-26 | Rep | Dealing in securities | 2005-07-21 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2005-07-21 |
| 9 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-06-20 | 2005-07-21 |
| 10 | RAYS Capital Partners Limited | Rep | Advising on securities | 2016-05-03 | 2020-05-29 | Rep | Asset management | 2016-05-03 | 2020-05-29 |
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