Or, Lai Yung 柯麗蓉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-02-10 | 2014-10-13 | Rep | Dealing in securities | 2011-02-10 | 2014-10-13 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-02-10 | 2012-01-31 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-12-20 | 2023-11-21 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-09-03 | 2008-05-21 | Rep | Dealing in securities | 2007-09-03 | 2008-05-21 |
| 5 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-10-13 | 2011-01-01 | Rep | Dealing in securities | 2008-10-13 | 2011-01-01 |
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