Pang, Siu Lun 彭兆麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-04-15 | 2012-07-04 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-04-15 | 2012-07-04 | Rep | Dealing in securities | 2011-04-15 | 2012-07-04 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2009-09-28 | 2011-04-06 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2012-08-24 | 2021-09-16 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-10-05 | Rep | Dealing in futures contracts | 2021-10-15 |
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