Pu, Jennifer 蒲心怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-06-03 | Rep | Dealing in securities | 2010-06-03 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-03 | 2012-01-31 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-10-14 | 2008-09-29 | Rep | Dealing in securities | 2005-10-14 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-07-28 | Rep | Dealing in securities | 2008-10-10 | 2009-07-28 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-08-28 | 2010-06-01 | Rep | Dealing in securities | 2009-08-28 | 2010-06-01 |
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