Rao, Pradeep Vithal
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2008-04-11 | 2012-06-07 | Rep | Dealing in securities | 2008-04-11 | 2012-06-07 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-11 | 2012-01-31 |
3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-09-28 | 2018-01-04 |
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