Shah, Anand (SFC:AKQ902)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-01-03 | 2011-07-31 | Rep | Dealing in securities | 2011-09-15 | 2011-12-01 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-03 | 2011-07-31 | Rep | Dealing in futures contracts | 2011-09-15 | 2011-12-01 | Rep | Dealing in securities | 2011-09-15 | 2011-12-01 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2004-05-25 | 2004-06-28 | Rep | Dealing in securities | 2004-05-25 | 2004-06-28 |
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