So, Sau Ying (SFC:AHN915) 蘇秀英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-08-09 | Rep | Advising on securities | 2004-08-09 | Rep | Asset management | 2004-08-09 | Rep | Automated trading services | 2004-08-09 | Rep | Dealing in securities | 2009-10-27 | Rep | Dealing in securities | 2010-04-12 | 2020-10-30 | Rep | Dealing in futures contracts | 2013-05-31 | 2020-10-30 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-10-04 | 2009-10-27 | Rep | Dealing in futures contracts | 2010-04-12 | 2013-08-31 |
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