So, Louisa Shun Yi (SFC:AFZ721) 蘇順儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-02-01 | 2008-03-28 | Rep | Dealing in securities | 2008-08-28 | 2015-08-14 | Rep | Dealing in futures contracts | 2013-05-31 | 2015-08-14 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-02-01 | 2008-03-28 | Rep | Dealing in futures contracts | 2008-08-28 | 2013-08-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-09-07 | 2021-03-08 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-09-07 | 2021-03-08 | Rep | Dealing in securities | 2015-09-07 | 2021-03-08 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-05-02 | 2008-08-11 | Rep | Dealing in securities | 2008-05-02 | 2008-08-11 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-05-02 | 2008-08-11 | Rep | Dealing in futures contracts | 2008-05-02 | 2008-08-11 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-05-02 | 2008-08-11 |
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