Vu, John Bao

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2011-08-30 2015-11-24
Rep Dealing in futures contracts 2013-05-31 2015-11-24
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2011-08-30 2013-08-31
3 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2009-12-28 2010-04-02
Rep Dealing in securities 2011-05-18 2011-05-19
4 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2011-05-18 2011-05-19
5 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-12-28 2010-04-02

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