Wang, Fan (SFC:AXH201) 王凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2021-08-11 | Rep | Dealing in futures contracts | 2021-08-11 | Rep | Dealing in securities | 2021-08-11 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-05-16 | 2014-04-24 | Rep | Advising on securities | 2011-09-05 | 2014-04-24 | Rep | Dealing in futures contracts | 2013-05-31 | 2014-04-24 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-05-16 | 2013-08-31 |
| 4 | Cornucopiae Asset Management Limited | Rep | Asset management | 2018-07-20 | 2019-11-30 |
| 5 | FORESTONE (HK) ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-12-17 | 2021-05-31 |
| 6 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-06 | 2018-06-29 |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-13 | 2018-06-29 | Rep | Dealing in securities | 2014-05-13 | 2018-06-29 |
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