Wang, Xun Christopher 王洵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-09-08 | 2013-04-30 | Rep | Dealing in securities | 2010-09-08 | 2013-04-30 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-08 | 2012-01-31 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2004-01-29 | 2004-03-09 |
| 4 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-06-24 | 2005-05-24 | Rep | Advising on securities | 2005-01-24 | 2005-05-24 | Rep | Dealing in securities | 2005-01-24 | 2005-05-24 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2007-09-20 | 2008-11-07 | Rep | Dealing in securities | 2007-09-20 | 2008-11-07 |
| 6 | PLATINUM BROKING COMPANY LIMITED | Rep | Advising on corporate finance | 2003-12-19 | Rep | Advising on securities | 2003-12-19 | Rep | Asset management | 2003-12-19 | Rep | Dealing in securities | 2003-12-19 |
| 7 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2005-07-18 | 2005-09-28 | Rep | Dealing in securities | 2005-07-18 | 2005-09-28 |
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