Wen, Xiao Jie 溫小潔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2008-01-15 | 2010-07-24 | Rep | Dealing in securities | 2008-01-15 | 2010-07-24 | Rep | Dealing in futures contracts | 2010-01-08 | 2010-07-24 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-05-11 | 2015-10-17 | Rep | Dealing in futures contracts | 2013-06-20 | 2015-10-17 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-05-11 | 2013-08-31 | Rep | Dealing in securities | 2011-05-11 | 2013-08-31 |
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