Wong, Andrew Kar Yee (SFC:APJ242) 黃家頤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2009-06-02 | 2010-04-28 | Rep | Asset management | 2009-06-02 | 2010-04-28 | Rep | Advising on securities | 2012-09-13 | 2014-03-14 | Rep | Asset management | 2012-09-13 | 2014-03-14 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-08-06 | 2014-03-14 | Rep | Advising on corporate finance | 2010-03-11 | 2014-03-14 | Rep | Dealing in futures contracts | 2013-06-03 | 2014-03-14 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-08-06 | 2013-08-31 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-05-20 | 2015-04-16 | Rep | Advising on securities | 2014-05-20 | 2015-10-27 | Rep | Dealing in securities | 2014-05-20 | 2015-10-27 |
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