Wong, Kim Sing 黃劍星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-03-18 | 2016-08-19 | Rep | Dealing in futures contracts | 2013-05-31 | 2016-08-19 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-18 | 2013-08-31 | Rep | Dealing in futures contracts | 2010-03-23 | 2013-08-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-09-07 | 2008-02-18 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-09-07 | 2008-02-18 | Rep | Automated trading services | 2005-04-14 | 2008-02-18 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-09-07 | 2008-02-18 |
| 6 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-04-18 | 2010-02-26 | Rep | Asset management | 2008-04-24 | 2010-02-26 | Rep | Advising on securities | 2017-01-19 | 2018-08-29 | Rep | Dealing in securities | 2017-01-19 | 2018-08-29 |
| 7 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2020-02-14 | 2020-05-13 |
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