Wong, Kwok Wai (SFC:AOY613) 黃國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2013-01-28 | 2014-09-01 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2010-05-11 | 2012-11-16 |
| 3 | Optimas Capital Limited | RO | Asset management | 2016-07-14 | 2016-10-11 |
| 4 | Solaris Capital Advisors (HK) Limited | Rep | Asset management | 2015-09-24 | 2016-06-30 | RO | Advising on securities | 2018-06-27 | RO | Asset management | 2018-06-27 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-05-23 | 2009-01-22 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-09-02 | 2010-04-25 | Rep | Dealing in securities | 2009-09-02 | 2010-04-25 |
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