Wong, Mellissa 王蓉慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-05-11 | 2004-12-15 | Rep | Dealing in securities | 2004-05-11 | 2007-04-04 | Rep | Dealing in securities | 2008-06-13 | 2012-07-11 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-11 | 2005-08-15 | Rep | Dealing in futures contracts | 2004-12-15 | 2007-04-04 | Rep | Dealing in futures contracts | 2008-06-13 | 2012-07-11 | Rep | Dealing in securities | 2008-06-13 | 2012-07-11 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-05-15 | 2008-04-15 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-05-15 | 2008-04-15 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2014-10-08 | 2016-10-13 | Rep | Dealing in securities | 2014-10-08 | 2016-10-13 | Rep | Advising on futures contracts | 2014-10-08 | 2017-03-30 | Rep | Dealing in futures contracts | 2014-10-08 | 2017-03-30 |
| 6 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2018-02-08 |
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