Wu, Helen Ting 吳婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-07-10 | 2018-04-14 | Rep | Advising on securities | 2017-07-10 | 2018-04-14 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-06-21 | 2012-07-27 | Rep | Dealing in securities | 2010-06-21 | 2012-07-27 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-21 | 2012-01-31 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2017-07-10 | 2018-04-14 | Rep | Dealing in securities | 2017-07-10 | 2018-04-14 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2012-08-06 | 2013-07-25 | Rep | Advising on securities | 2012-08-06 | 2013-07-25 | Rep | Dealing in securities | 2012-08-06 | 2013-07-25 | RO | Advising on corporate finance | 2013-07-25 | 2016-03-11 | RO | Advising on securities | 2013-07-25 | 2016-03-11 | RO | Dealing in securities | 2013-07-25 | 2016-03-11 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2012-08-06 | 2013-07-25 | Rep | Advising on securities | 2012-08-06 | 2013-07-25 | Rep | Dealing in securities | 2012-08-06 | 2013-07-25 | RO | Advising on corporate finance | 2013-07-25 | 2016-03-11 | RO | Advising on securities | 2013-07-25 | 2016-03-11 | RO | Dealing in securities | 2013-07-25 | 2016-03-11 |
| 7 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2005-07-27 | 2006-06-06 | Rep | Dealing in securities | 2005-07-27 | 2006-06-06 |
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