Wu, Helen Ting 吳婷

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 RBS Asia Corporate Finance Limited Rep Advising on corporate finance 2005-07-27 2006-06-06
Citigroup Global Markets Asia Limited Rep 2010-06-21 2012-07-27
Merrill Lynch (Asia Pacific) Limited Rep 2012-08-06 2013-07-25
Merrill Lynch Far East Limited Rep 2012-08-06 2013-07-25
Merrill Lynch (Asia Pacific) Limited RO 2013-07-25 2016-03-11
Merrill Lynch Far East Limited RO 2013-07-25 2016-03-11
CITIC Securities (Hong Kong) Limited Rep 2017-07-10 2018-04-14
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2012-08-06 2013-07-25
Merrill Lynch Far East Limited Rep 2012-08-06 2013-07-25
Merrill Lynch (Asia Pacific) Limited RO 2013-07-25 2016-03-11
Merrill Lynch Far East Limited RO 2013-07-25 2016-03-11
CITIC Securities (Hong Kong) Limited Rep 2017-07-10 2018-04-14
CLSA LIMITED Rep 2017-07-10 2018-04-14
3 RBS Asia Corporate Finance Limited Rep Dealing in securities 2005-07-27 2006-06-06
Citigroup Global Markets Asia Limited Rep 2010-06-21 2012-07-27
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2010-06-21 2012-01-31
Merrill Lynch (Asia Pacific) Limited Rep 2012-08-06 2013-07-25
Merrill Lynch Far East Limited Rep 2012-08-06 2013-07-25
Merrill Lynch (Asia Pacific) Limited RO 2013-07-25 2016-03-11
Merrill Lynch Far East Limited RO 2013-07-25 2016-03-11
CLSA LIMITED Rep 2017-07-10 2018-04-14

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