Xie, Jinhui (SFC:AQO522) 謝錦慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-01-18 | 2016-10-18 | Rep | Asset management | 2018-11-12 | 2018-12-04 | Rep | Advising on securities | 2018-12-04 | 2018-12-04 | RO | Advising on securities | 2018-12-04 | 2021-05-31 | RO | Asset management | 2018-12-04 | 2021-05-31 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-07-02 | 2011-11-30 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2011-11-30 | Rep | Dealing in securities | 2009-07-02 | 2011-11-30 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-03-03 | 2008-09-29 | Rep | Dealing in securities | 2008-03-03 | 2008-09-29 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-04-02 | 2008-09-29 |
| 6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-10 | 2009-04-08 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-04-08 | Rep | Dealing in securities | 2008-10-10 | 2009-04-08 |
| 8 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-10 | 2009-04-08 |
| 9 | RED CLIFF ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-11-10 | 2018-04-03 |
| 10 | Symmetry Investments (Hong Kong) Limited | Rep | Asset management | 2021-07-06 |
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