Xie, Yi (SFC:ANL073) 解一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-07-05 | 2018-10-12 | Rep | Dealing in futures contracts | 2013-05-31 | 2018-10-12 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-07-05 | 2013-08-31 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-06-05 | 2008-09-29 |
| 4 | Nittan Securities Asia Limited | Rep | Dealing in securities | 2024-03-19 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2010-05-05 |
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