Yang, Jian (SFC:AVN518)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2013-03-25 | 2016-07-01 | Rep | Asset management | 2013-03-25 | 2016-07-01 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-07-27 | 2012-11-15 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-07-27 | 2012-11-15 | Rep | Dealing in securities | 2010-07-27 | 2012-11-15 |
| 4 | PristineView Capital Advisers, Limited | RO | Advising on securities | 2022-01-07 | RO | Asset management | 2022-01-07 |
| 5 | YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED | Rep | Asset management | 2016-08-15 | 2016-11-30 | RO | Advising on securities | 2016-11-30 | 2022-01-03 | RO | Asset management | 2016-11-30 | 2022-01-03 |
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