Yang, Tsu-wei 楊祖威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASCENT FINANCIAL PARTNERS LIMITED | RO | Dealing in securities | 2020-08-04 | 2022-11-14 | RO | Advising on securities | 2020-08-04 | 2023-07-04 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-08-03 | 2013-07-24 | Rep | Dealing in futures contracts | 2013-05-31 | 2013-07-24 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-03 | 2013-07-24 |
| 4 | New Vision Asset Management Limited | Rep | Asset management | 2022-08-02 | 2023-07-04 |
| 5 | Prive Financial Limited | RO | Dealing in securities | 2017-01-09 | 2020-07-24 |
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