Yeung, Pamela Shuet Fan 楊雪芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Corporate Advisory Limited | Rep | Advising on corporate finance | 2021-08-05 | 2022-02-17 | RO | Advising on corporate finance | 2022-02-17 | 2023-09-29 |
| 2 | Arta Global Markets Limited | RO | Dealing in securities | 2022-02-17 | 2023-07-24 |
| 3 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2017-07-14 | 2021-02-26 | Rep | Dealing in securities | 2017-07-14 | 2021-02-26 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-07-17 | 2014-03-07 | Rep | Advising on corporate finance | 2008-09-17 | 2014-03-07 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-17 | 2012-01-31 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-10-13 | 2006-09-28 | Rep | Dealing in securities | 2004-10-13 | 2006-09-28 | Rep | Advising on corporate finance | 2005-05-18 | 2006-09-28 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-05-18 | 2006-09-28 | Rep | Advising on securities | 2005-05-18 | 2006-09-28 | Rep | Dealing in securities | 2005-05-18 | 2006-09-28 |
| 8 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-05-20 | 2015-04-01 | Rep | Advising on securities | 2014-05-20 | 2015-04-01 | Rep | Dealing in securities | 2014-05-20 | 2015-04-01 |
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