Yin, Yue (SFC:AXZ897) 殷悅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-09-07 | 2013-06-10 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-09-07 | 2013-06-10 | Rep | Dealing in securities | 2011-09-07 | 2013-06-10 |
| 3 | EMP CAPITAL LIMITED | Rep | Asset management | 2017-12-20 | 2019-08-09 |
| 4 | Gentleman Capital Limited | Rep | Asset management | 2021-03-29 | 2021-05-31 |
| 5 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2020-06-26 | 2021-02-28 | Rep | Asset management | 2020-06-26 | 2021-02-28 | Rep | Dealing in securities | 2020-06-26 | 2021-02-28 |
| 6 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2016-02-19 | 2016-10-15 | Rep | Asset management | 2016-02-19 | 2016-10-15 | Rep | Dealing in securities | 2016-02-19 | 2016-10-15 |
| 7 | VMI Securities Limited | Rep | Dealing in securities | 2017-04-06 | 2017-06-08 | RO | Dealing in securities | 2017-06-08 | 2017-08-16 |
| 8 | YAU WAI INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2021-06-16 | 2022-09-30 | Rep | Advising on securities | 2021-08-10 | 2022-09-30 | Rep | Dealing in securities | 2021-08-10 | 2022-09-30 |
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