Yuen, Ming Fai 袁銘輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2004-12-20 | Rep | Advising on securities | 2004-12-20 | Rep | Asset management | 2004-12-20 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-08-22 | 2011-11-30 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-22 | 2011-11-30 | Rep | Dealing in securities | 2011-08-22 | 2011-11-30 |
4 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2016-12-16 | 2017-05-31 | Rep | Dealing in securities | 2016-12-16 | 2017-05-31 |
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