Yuen, Ming Fai 袁銘輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Advising on futures contracts 2004-12-20
Rep Advising on securities 2004-12-20
Rep Asset management 2004-12-20
2 Citigroup Global Markets Asia Limited Rep Dealing in securities 2011-08-22 2011-11-30
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2011-08-22 2011-11-30
Rep Dealing in securities 2011-08-22 2011-11-30
4 TOKAI TOKYO SECURITIES (ASIA) LIMITED Rep Advising on securities 2016-12-16 2017-05-31
Rep Dealing in securities 2016-12-16 2017-05-31

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