Zhen, Ni 甄旎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2007-11-23 | 2013-11-15 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2005-09-20 | 2007-09-18 | Rep | Dealing in securities | 2005-09-20 | 2007-09-18 |
| 3 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2014-08-07 | 2015-10-15 |
| 4 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2017-06-26 | 2018-05-27 | Rep | Asset management | 2017-06-26 | 2018-05-27 | Rep | Dealing in securities | 2017-06-26 | 2018-05-27 |
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