Zhou, Yun (SFC:AXM323) 周蘊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2011-06-28 | 2013-07-31 |
2 | Sino-Ocean Investment Management Limited | Rep | Advising on securities | 2020-11-24 | 2023-01-19 | Rep | Asset management | 2020-11-24 | 2023-01-19 | RO | Advising on securities | 2023-01-19 | RO | Asset management | 2023-01-19 |
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