Chan, Connie Stella
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2010-10-18 | 2011-02-01 | Rep | Advising on securities | 2010-10-18 | 2012-08-02 | Rep | Asset management | 2010-10-18 | 2012-08-02 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2008-01-07 | 2010-09-16 |
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