Gupta, Mohit Kumar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2007-12-13 | 2011-08-01 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 2011-09-01 | 2012-08-02 |
| 2 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2011-09-01 | 2012-08-02 |
| 3 | FWD Financial Planning Limited (HK) | Rep | Dealing in securities | 2011-03-10 | 2011-08-01 |
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