She, Duncan Chiu Yin 佘超賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2009-10-08 | 2011-02-01 | Rep | Advising on securities | 2009-10-08 | 2012-03-31 | Rep | Asset management | 2009-10-08 | 2012-03-31 |
| 2 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-07-04 | 2017-08-01 | Rep | Dealing in securities | 2013-07-04 | 2017-08-01 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2012-11-20 | 2019-05-07 | Rep | Advising on securities | 2012-11-20 | 2019-05-07 | Rep | Dealing in futures contracts | 2012-11-20 | 2019-05-07 | Rep | Dealing in securities | 2012-11-20 | 2019-05-07 |
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