Ko, Carmen Kun Mun 高堃敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2011-09-09 | 2012-06-02 | Rep | Advising on securities | 2011-09-09 | 2012-06-02 | Rep | Asset management | 2011-09-09 | 2012-06-02 |
| 2 | KPMG CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2006-10-17 | 2007-06-01 |
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