Lim, Wen-tzen 林紋正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2010-03-29 | 2016-09-24 | Rep | Advising on securities | 2010-03-29 | 2016-09-24 | Rep | Asset management | 2010-03-29 | 2016-09-24 |
| 2 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2019-08-09 | 2020-06-01 | Rep | Dealing in securities | 2019-08-09 | 2020-06-01 |
| 3 | Lombard Investments (HK) Limited | Rep | Advising on securities | 2005-01-14 | 2007-06-30 | Rep | Asset management | 2005-01-14 | 2007-06-30 |
| 4 | TRG MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2016-09-28 | 2018-02-12 |
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