Weston, Simon Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2015-09-30 | 2019-05-29 | Rep | Asset management | 2015-09-30 | 2019-05-29 | Rep | Dealing in securities | 2015-09-30 | 2019-05-29 | RO | Advising on securities | 2019-05-29 | 2023-10-16 | RO | Asset management | 2019-05-29 | 2023-10-16 | RO | Dealing in futures contracts | 2019-05-29 | 2023-10-16 | RO | Dealing in securities | 2019-05-29 | 2023-10-16 | Rep | Advising on securities | 2023-10-16 | Rep | Dealing in securities | 2023-10-16 |
| 2 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on securities | 2015-09-30 | 2017-10-31 | Rep | Asset management | 2015-09-30 | 2017-10-31 | Rep | Dealing in securities | 2015-09-30 | 2017-10-31 |
| 3 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on securities | 2010-09-03 | 2015-03-31 | Rep | Asset management | 2010-09-03 | 2015-03-31 |
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