Reid, Robert Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2014-05-19 | 2014-12-31 | Rep | Asset management | 2014-05-19 | 2014-12-31 | Rep | Dealing in securities | 2014-05-19 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2014-05-19 | 2015-07-28 | Rep | Advising on securities | 2014-05-19 | 2021-04-30 | Rep | Dealing in securities | 2014-05-19 | 2021-04-30 | RO | Advising on corporate finance | 2015-02-17 | 2022-01-28 | Rep | Asset management | 2020-01-07 | 2021-08-27 | RO | Advising on securities | 2021-04-30 | 2022-01-28 | RO | Dealing in securities | 2021-04-30 | 2022-01-28 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-09-14 | Rep | Asset management | 2004-09-14 | Rep | Advising on corporate finance | 2005-08-04 | Rep | Advising on securities | 2005-05-23 | 2005-08-04 | RO | Advising on corporate finance | 2005-08-04 | 2012-07-05 | RO | Advising on securities | 2005-08-04 | 2012-07-05 | Rep | Advising on corporate finance | 2012-07-05 | 2012-09-13 | Rep | Advising on securities | 2012-07-05 | 2012-09-13 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2009-04-14 | 2010-12-01 |
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