Taylor, Richard Kirby (SFC:ACO169)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | RO | Asset management | 2005-03-08 | RO | Advising on corporate finance | 2020-04-03 | RO | Advising on securities | 2020-04-03 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2014-08-19 | 2018-04-23 | Rep | Advising on securities | 2015-01-21 | 2018-04-23 | RO | Advising on securities | 2018-04-23 | 2020-04-03 | RO | Dealing in securities | 2018-04-23 | 2020-04-03 |
| 3 | GRE Investment Advisors Limited | Rep | Advising on securities | 2020-10-15 | 2022-08-15 |
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