Chan, Ivy Wing Han 陳詠嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-11-07 | 2007-01-20 | Rep | Dealing in securities | 2006-11-07 | 2007-01-20 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-09-20 | 2016-12-31 | Rep | Advising on securities | 2007-09-20 | 2016-12-31 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2015-01-16 | 2016-12-31 | Rep | Dealing in securities | 2015-01-16 | 2016-12-31 |
| 4 | Network Financial Services Limited | Rep | Advising on securities | 2005-09-09 | 2006-08-28 |
| 5 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2003-07-14 | 2005-02-18 | Rep | Dealing in securities | 2003-07-14 | 2005-02-18 |
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