Chow, Chuen Pak 周泉柏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-10-09 | 2019-08-24 | Rep | Advising on securities | 2007-10-09 | 2019-08-24 |
2 | CLSA LIMITED | Rep | Advising on securities | 2015-01-05 | 2019-08-24 | Rep | Dealing in securities | 2015-01-05 | 2019-08-24 |
3 | Insight Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2022-10-17 | Rep | Asset management | 2022-10-17 |
4 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2020-03-24 | 2022-03-31 | Rep | Advising on securities | 2020-03-24 | 2022-03-31 | Rep | Dealing in securities | 2020-03-24 | 2022-03-31 |
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