Lai, Paul Wai Tsun 賴維津
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-01-22 | 2012-04-26 | Rep | Advising on securities | 2010-01-22 | 2012-04-26 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-09-09 | 2009-12-09 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-07-01 | Rep | Advising on securities | 2004-07-01 | Rep | Asset management | 2004-07-01 | Rep | Dealing in securities | 2004-07-01 |
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