McCoy, Michael Andrew

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 CLSA LIMITED RO Advising on corporate finance 2003-10-03
CITIC Securities CLSA Capital Partners (HK) Limited Rep 2006-07-12 2009-01-01
CITIC Securities (Hong Kong) Limited Rep 2009-09-03 2012-10-12
CITIC Securities CLSA Capital Partners (HK) Limited Rep 2012-10-12 2014-11-12
CITIC Securities CLSA Capital Partners (HK) Limited RO 2014-11-12 2019-09-24
2 CLSA FUTURES LIMITED RO Advising on futures contracts 2003-10-03
3 CLSA LIMITED RO Advising on securities 2003-10-03
CITIC Securities CLSA Capital Partners (HK) Limited Rep 2006-07-12 2009-01-01
CITIC Securities (Hong Kong) Limited Rep 2009-09-03 2012-10-12
CITIC Securities CLSA Capital Partners (HK) Limited Rep 2012-10-12 2014-11-12
CITIC Securities CLSA Capital Partners (HK) Limited RO 2014-11-12 2019-12-31
4 CLSA FUTURES LIMITED RO Asset management 2003-10-03
CLSA LIMITED RO 2003-10-03
CITIC Securities CLSA Capital Partners (HK) Limited Rep 2006-07-12 2009-01-01
CITIC Securities CLSA Capital Partners (HK) Limited Rep 2012-10-12 2019-12-31
5 CLSA FUTURES LIMITED RO Dealing in futures contracts 2003-10-03
6 CLSA LIMITED RO Dealing in securities 2003-10-03
CLSA LIMITED Rep 2009-01-22 2009-09-02

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top