McCoy, Michael Andrew

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA FUTURES LIMITED RO Advising on futures contracts 2003-10-03
2 CLSA FUTURES LIMITED RO Asset management 2003-10-03
3 CLSA FUTURES LIMITED RO Dealing in futures contracts 2003-10-03
4 CLSA LIMITED RO Advising on corporate finance 2003-10-03
5 CLSA LIMITED RO Advising on securities 2003-10-03
6 CLSA LIMITED RO Asset management 2003-10-03
7 CLSA LIMITED RO Dealing in securities 2003-10-03
8 CITIC Securities CLSA Capital Partners (HK) Limited Rep Advising on corporate finance 2006-07-12 2009-01-01
9 CITIC Securities CLSA Capital Partners (HK) Limited Rep Advising on securities 2006-07-12 2009-01-01
10 CITIC Securities CLSA Capital Partners (HK) Limited Rep Asset management 2006-07-12 2009-01-01
11 CLSA LIMITED Rep Dealing in securities 2009-01-22 2009-09-02
12 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2009-09-03 2012-10-12
13 CITIC Securities (Hong Kong) Limited Rep Advising on securities 2009-09-03 2012-10-12
14 CITIC Securities CLSA Capital Partners (HK) Limited Rep Advising on corporate finance 2012-10-12 2014-11-12
15 CITIC Securities CLSA Capital Partners (HK) Limited Rep Advising on securities 2012-10-12 2014-11-12
16 CITIC Securities CLSA Capital Partners (HK) Limited Rep Asset management 2012-10-12 2019-12-31
17 CITIC Securities CLSA Capital Partners (HK) Limited RO Advising on corporate finance 2014-11-12 2019-09-24
18 CITIC Securities CLSA Capital Partners (HK) Limited RO Advising on securities 2014-11-12 2019-12-31

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