McCoy, Michael Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | RO | Advising on corporate finance | 2003-10-03 | RO | Advising on securities | 2003-10-03 | RO | Asset management | 2003-10-03 | RO | Dealing in securities | 2003-10-03 | Rep | Dealing in securities | 2009-01-22 | 2009-09-02 |
| 2 | CLSA FUTURES LIMITED | RO | Advising on futures contracts | 2003-10-03 | RO | Asset management | 2003-10-03 | RO | Dealing in futures contracts | 2003-10-03 |
| 3 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2006-07-12 | 2009-01-01 | Rep | Advising on securities | 2006-07-12 | 2009-01-01 | Rep | Asset management | 2006-07-12 | 2009-01-01 | Rep | Advising on corporate finance | 2012-10-12 | 2014-11-12 | Rep | Advising on securities | 2012-10-12 | 2014-11-12 | Rep | Asset management | 2012-10-12 | 2019-12-31 | RO | Advising on corporate finance | 2014-11-12 | 2019-09-24 | RO | Advising on securities | 2014-11-12 | 2019-12-31 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-09-03 | 2012-10-12 | Rep | Advising on securities | 2009-09-03 | 2012-10-12 |
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