Tam, David Sai Chiu 譚世昭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2019-07-05 | 2019-10-03 | Rep | Advising on securities | 2019-07-05 | 2019-10-03 | Rep | Dealing in securities | 2019-07-05 | 2019-10-03 | RO | Advising on corporate finance | 2019-10-03 | 2023-05-14 | RO | Advising on securities | 2019-10-03 | 2023-05-14 | RO | Dealing in securities | 2019-10-03 | 2023-05-14 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-06-12 | 2012-10-16 | Rep | Advising on securities | 2007-06-12 | 2012-10-16 | RO | Advising on corporate finance | 2012-10-16 | 2019-05-01 | RO | Advising on securities | 2012-10-16 | 2019-05-01 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2015-01-07 | 2019-05-01 | Rep | Dealing in securities | 2015-01-07 | 2019-05-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy