Wong, Ngat 汪屹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-10-25 | 2015-05-09 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2007-10-25 | 2015-05-09 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2015-01-16 | 2015-05-09 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2015-01-16 | 2015-05-09 |
| 5 | PRESTIGE SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2015-11-03 | 2017-05-25 |
| 6 | PRESTIGE SECURITIES LIMITED (HK) | RO | Advising on securities | 2017-05-25 | |
| 7 | PRESTIGE SECURITIES LIMITED (HK) | RO | Dealing in securities | 2017-05-25 | |
| 8 | PRESTIGE ASSET MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2018-07-09 | |
| 9 | PRESTIGE ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2018-09-05 |
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