Lau, Sze Nga (SFC:ARD193) 劉詩雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-09-30 | 2015-08-13 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2010-09-30 | 2015-08-13 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-05-26 | 2010-09-10 | Rep | Dealing in securities | 2008-05-26 | 2010-09-10 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-05-26 | 2010-09-10 | Rep | Dealing in futures contracts | 2008-05-26 | 2010-09-10 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-05-26 | 2010-09-10 |
| 6 | Virtu ITG Hong Kong Limited | Rep | Dealing in securities | 2015-09-02 | 2018-11-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy