Ngai, Henry Chun Kit 倪俊傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2003-08-06
2 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Advising on futures contracts 2003-08-06
3 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on securities 2003-08-06
4 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Asset management 2003-08-06
5 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Asset management 2003-08-06
6 Credit Suisse Futures (Hong Kong) Limited Rep Automated trading services 2005-04-14 2007-05-09
7 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Dealing in futures contracts 2003-08-07
8 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2003-09-29 2003-12-18
9 Credit Suisse Futures (Hong Kong) Limited Rep Dealing in futures contracts 2004-06-02 2007-05-09
10 CLSA FUTURES LIMITED Rep Dealing in futures contracts 2010-05-10 2016-02-15
11 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2003-08-07
12 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2003-09-29 2003-12-18
13 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in securities 2003-09-29 2003-12-18
14 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2004-06-02 2007-05-09
15 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2004-06-02 2007-05-09
16 CLSA LIMITED Rep Dealing in securities 2007-06-11 2014-10-14
17 CLSA LIMITED Rep Dealing in securities 2015-10-22 2017-12-09
18 CLSA LIMITED RO Dealing in securities 2014-10-14 2015-10-22

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