Smith, Timothy Clement
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-30 | 2012-06-13 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2009-06-30 | 2012-06-13 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-08-02 | 2008-01-15 | Rep | Dealing in securities | 2005-08-02 | 2008-01-15 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-08-02 | 2008-01-15 | Rep | Dealing in futures contracts | 2005-08-02 | 2008-01-15 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-09-30 | 2008-01-15 |
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