Wong, Alan Ka Ming 王嘉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliance Asset Management Limited | Rep | Asset management | 2021-06-02 | 2022-03-28 |
| 2 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-29 | 2016-02-15 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2010-10-29 | 2018-10-20 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-09-16 | Rep | Dealing in securities | 2022-09-16 |
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