Yeung, See Ah 楊思雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2009-03-02 | 2010-03-15 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2009-03-02 | 2010-03-15 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2009-06-25 | 2010-03-15 |
| 4 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-06-25 | 2010-03-15 |
| 5 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-06-11 | 2013-07-18 |
| 6 | CLSA LIMITED | Rep | Dealing in securities | 2010-06-11 | 2013-07-18 |
| 7 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2015-02-13 | 2015-08-17 |
| 8 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Asset management | 2015-02-13 | 2015-08-17 |
| 9 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2015-02-13 | 2015-08-17 |
| 10 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-09-14 | 2016-02-06 |
| 11 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2015-09-14 | 2016-02-06 |
| 12 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-02-19 | 2016-04-07 |
| 13 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-02-19 | 2016-04-07 |
| 14 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-12 | 2024-02-01 |
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