Galligan, Jonathan Philip
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2008-02-14 | 2021-04-08 | Rep | Advising on securities | 2012-12-17 | 2019-09-02 | RO | Advising on securities | 2019-09-02 | 2022-05-31 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-01-20 | 2012-12-17 |
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