Huang, Chen (SFC:AQM708) 黃晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUTONOMOUS RESEARCH ASIA LIMITED | RO | Advising on securities | 2014-10-30 | 2019-03-31 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2008-02-14 | 2014-05-30 | Rep | Advising on securities | 2012-12-03 | 2014-05-30 |
| 3 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2009-02-03 | 2012-12-03 |
| 4 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2021-01-18 | |
| 5 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2019-04-10 | 2020-12-11 | Rep | Dealing in securities | 2019-05-14 | 2020-12-11 |
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